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ASIC has released a consultation paper seeking feedback on a new protocol for financial advisers
ASIC has released a very important Consultation Paper, Promoting access to affordable advice for consumers on the issue of personal advice
AAT has affirmed the ASIC's 2017 decision to permanently ban Tracey Joanne Burnell, of Victoria
ASIC has released information sheets on the application of unfair contracts laws to insurance contracts
The Australian Securities and Investment Commission has released its six-montly enforcement update report for the period 1 January to 30 June 2020.
The Australian Financial Complaints Authority (AFCA) has published its submission to ASIC’s consultation on the proposed use of its product intervention powers
ASIC has released updated requirements for how financial firms deal with consumer and small business complaints
The Australian Securities and Investment Commission (ASIC) has released a new regulatory guide on the administration of its product intervention power.
ASIC has banned a number of financial advisers for between three and ten years
ASIC has permanently banned an ACT-based financial adviser, finding that if allowed to practiced she would likely contravene financial services law in the future